Recent Employee-Friendly Court Decisions

September 2008

Several courts, including the U.S. Supreme Court, recently have issued employee-friendly decisions in the discrimination litigation area. These decisions will be a harbinger of things to come if the Civil Rights Act of 2008, proposed in January 2008 by Senator Edward Kennedy with the support of, among others, Senator Barack Obama, becomes law in 2009.

by Paul J. Siegel, Esq.
Jackson Lewis LLP

The Civil Rights Act of 2008 includes employee-friendly reforms across the gamut of labor and employment law, including the Equal Pay Act, Fair Labor Standards Act, the Age Discrimination in Employment Act, and Title IX.

Supreme Court Gives Green Light for Retaliation Claims

The Supreme Court has authorized workers to bring retaliation claims under a Reconstruction-era civil rights statute prohibiting race discrimination, even though the law itself makes no mention of a retaliation cause of action. In CBOCS West, Inc. v. Humphries, No. 06–1431, 128 S. Ct. 1951 (May 27, 2008), the Court held by a 7–2 vote that 42 U.S.C. § 1981 creates a cause of action not only for racial discrimination, but for retaliation against an employee who asserts rights under the statute.

The plaintiff in this case, Hedrick G. Humphries, worked as an assistant manager for the Cracker Barrel restaurant chain. He brought a lawsuit alleging termination because of race and because he complained about racial discrimination. Mr. Humphries asserted claims under both Title VII of the Civil Rights Act of 1964 and § 1981, a post-Civil War statute prohibiting discrimination with regard to the right to "make and enforce contracts." The statute is derived from the Civil Rights Act of 1866, which implemented the Thirteenth Amendment, abolishing slavery.

Like Title VII, § 1981 protects employees from race discrimination, but unlike Title VII, it does not specifically prohibit retaliation. The Supreme Court agreed to hear this case after the Seventh Circuit Court of Appeals found that the plaintiff was entitled to proceed on a retaliation theory.

The ruling is significant because § 1981 has a longer statute of limitation than Title VII (and, unlike Title VII, contains no limitation on the amount of punitive and pain and suffering damages). In addition, a plaintiff must file a charge of discrimination with the Equal Employment Opportunity Commission (EEOC) prior to suing in federal court under Title VII within 300 days of the alleged discriminatory act. In contrast, under § 1981, a plaintiff need not file a charge and can file a lawsuit within 4 years of the alleged violation.

Two Federal Appellate Courts Validate "Associational" Discrimination Theory

Title VII of the Civil Rights Act of 1964 prohibits employers from discriminating against employees based on race, color, religion, sex, or national origin. Title VII also prohibits discrimination against employees who have opposed any practice that is an unlawful employment practice under Title VII, or who have made a charge, testified, assisted, or participated in any manner in an investigation, proceeding, or hearing involving an alleged violation of Title VII. Two recent cases, however, demonstrate that Title VII also may provide an employee with the right to allege discrimination or retaliation based, not only on his or her own protected characteristics or activity, but on the employee's "association" with another individual who comes within a protected classification or who has engaged in protected activity.

In Holcomb v. Iona College, 06–3815–CV (2d Cir. Apr. 1, 2008), a Caucasian former assistant basketball coach alleged that he was terminated because his spouse is African-American. Reversing the district court, the United States Court of Appeals in New York agreed that this allegation was sufficient to state a claim of "associational" discrimination under Title VII. The court stated:

[W]here an employee is subjected to adverse action because an employer disapproves of interracial association, the employee suffers discrimination because of the employee's own race.

While acknowledging that the employer asserted that its termination decision was unrelated to the plaintiff's marriage, the court held that the plaintiff pointed to sufficient evidence (if credited) of discriminatory animus, including specific alleged statements of dissatisfaction with the assistant coach's interracial marriage by the administration, for a jury to consider whether "Holcomb has established by a preponderance of the evidence that his termination was the result of racial discrimination." The court's holding also points out that a plaintiff who brings a claim under Title VII does not have to show that discrimination was the employer's sole motive in order to obtain relief.

In a similar vein, in Thompson v. North American Stainless, LP, 07–5040 (6th Cir. Mar. 31, 2008), the United States Court of Appeals in Cincinnati ruled that a male employee who was terminated following his coworker fiancée's filing of a discrimination charge with the EEOC asserted a prima facie case of retaliation under Title VII. Allowing that this holding was not consistent with a "literal reading" of Title VII, the court stated that its decision nevertheless was consistent with prior guidance from other circuits and that any contrary finding would "defeat the plain purpose" of the statute. The court relied on prior decisions which interpreted the protections afforded by Title VII expansively, including Burlington Northern & Santa Fe Railway Co. v. White, 126 S. Ct. 2405 (2006), where the Supreme Court set forth a liberal standard for evaluating whether an employer's action was retaliatory, as well as the EEOC Compliance Manual. The Court noted that the EEOC Compliance Manual:

expressly states that a person claiming retaliation need not be the one who conducted the protected activity. "Title VII … prohibit[s] retaliation against someone so closely related to or associated with [emphasis italics] the person exercising his or her statutory rights that it would discourage that person from pursuing those rights."

The Court further reasoned that a contrary ruling would:

permit employers to retaliate with impunity for opposition to unlawful practices, filing EEOC charges or otherwise participating in such efforts, as long as that retaliation is only directed at family members and friends, and not the individual conducting the protected activity

and that:

tolerance of third-party reprisals would, no less than the tolerance of direct reprisals, deter persons from exercising their protected rights under Title VII.

Standard Relaxed for Mixed Motive Race Discrimination Claims

Easing the way for plaintiffs to avoid summary judgment, the U.S. Court of Appeals for the Sixth Circuit announced a new standard for "mixed motive" discrimination claims under Title VII of the Civil Rights Act of 1964. In White v. Baxter Healthcare Corp., No. 07–1626 (6th Cir. Jul. 3, 2008), a claimant alleged that an employment decision was motivated by both legitimate (e.g., job performance) and impermissible (e.g., race discrimination) reasons. The court held that plaintiffs can avoid summary judgment by producing evidence (1) of an adverse employment action, and (2) that a protected characteristic under Title VII was a motivating factor for the adverse action. By enunciating this standard, the Sixth Circuit created a split among the U.S. Courts of Appeal regarding the proper standard for mixed motive claims. This conflict ultimately may need to be resolved by the U.S. Supreme Court.

Citing racially tinged statements and adverse personnel actions, plaintiff sued under Title VII, claiming discrimination on the basis of race by denying him promotion and by downgrading his performance review. In reviewing dismissal upon summary judgment, the Sixth Circuit analyzed the plaintiff's failure-to-promote claim under the traditional McDonnell Douglas burden-shifting analysis.1 It found plaintiff had satisfied his initial burden of demonstrating a prima facie case of discrimination and that the employer's stated reasons for its selection of the female candidate were nondiscriminatory.

However, the court held that the McDonnell Douglas burden-shifting analysis did not apply in mixed-motive cases at the summary judgment stage. Rather, the court held that a plaintiff can defeat summary judgment:

simply by showing that the defendant's consideration of a protected characteristic was a motivating factor for any employment practice, even though other factors also motivated the practice.
The court acknowledged that this lesser evidentiary burden at the summary judgment stage was "not onerous" and should keep a case from trial "only where the record is devoid of evidence" supporting the plaintiff's claim. The court also stated that it was "irrelevant" whether the plaintiff presented direct or circumstantial evidence supporting the claim.

Applying its new analytical framework, the court found that the plaintiff's downgraded performance review constituted an adverse employment action and that the plaintiff presented sufficient evidence demonstrating that his rating was motivated, at least in part, by race. It noted that the supervisor's remarks indicated that the supervisor possibly harbored racial animus.

Conclusion

This case reminds employers to avoid using overly subjective criteria when making employment decisions, such assessments (e.g., "energetic" or "aggressive") provide fodder for lawsuits. Supervisors and managers should be trained regarding evaluation procedures. When preparing performance evaluations, employers should ensure that employees are evaluated according to stated, formal criteria.


1In the absence of direct evidence of discrimination, courts apply the burden-shifting test established by the United States Supreme Court in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). This analytical framework has three parts. First, the plaintiff must establish a prima facie case of discrimination. Second, if the plaintiff establishes a prima facie case, the burden of production shifts to the employer to articulate a nondiscriminatory reason for its action. Third, after the employer articulates a legitimate nondiscriminatory reason for the challenged action, plaintiff must establish that the evidence, taken as a whole, is sufficient to support a reasonable inference that prohibited discrimination occurred (i.e., defendant's stated reason is merely a pretext for discrimination) and the employer's articulated reason is pretextual. If plaintiff cannot satisfy this burden, judgment must be granted for the employer. "Innate Bias Claims: A Slippery Slope," by Paul J. Siegel, Esq., and Ana C. Shields, Esq, EPLiC, Spring 2007, © International Risk Management Institute, Inc.


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